2002 Yellow Book
Backward    Forward     Cover    Overview    Table of Contents
OFFICE OF TEMPORARY AND DISABILITY ASSISTANCE
 


                                  Adjusted     Executive
                             Appropriation       Request               Percent
                                   2001-02       2002-03        Change  Change


AGENCY SUMMARY
  General Fund               1,455,030,000 1,127,612,400 (327,417,600) -22.50%
  Special Rev.-Fed.          2,735,370,000 2,874,742,000  139,372,000    5.10%
  Special Rev.-Other           215,394,000   188,054,000  (27,340,000) -12.69%
  Fiduciary                     10,000,000    10,000,000            0    0.00%
  Internal Service Fund          1,000,000     1,000,000            0    0.00%
  Housing Program Fund          30,000,000    30,000,000            0    0.00%
  Total for Agency:          4,446,794,000 4,231,408,400 (215,385,600)  -4.84%
  Total Contingency:             2,000,000     2,000,000            0    0.00%
  Total for AGENCY SUMMARY:  4,448,794,000 4,233,408,400 (215,385,600)  -4.84%


STATE OPERATIONS
  General Fund                  34,330,000    74,209,400   39,879,400  116.16%
  Special Rev.-Fed.            257,170,000   245,242,000  (11,928,000)  -4.64%
  Special Rev.-Other           128,994,000   138,304,000    9,310,000    7.22%
  Internal Service Fund          1,000,000     1,000,000            0    0.00%
  Total for STATE OPERATIONS:  421,494,000   458,755,400   37,261,400    8.84%

Executive Direction
  General Fund                   1,802,000     1,760,000      (42,000)  -2.33%
  Total for Program:             1,802,000     1,760,000      (42,000)  -2.33%

Administration
  General Fund                  19,340,000    20,123,000      783,000    4.05%
  Special Rev.-Fed.              7,000,000     7,000,000            0    0.00%
  Special Rev.-Other            11,350,000    16,795,000    5,445,000   47.97%
  Internal Service Fund          1,000,000     1,000,000            0    0.00%
  Total for Program:            38,690,000    44,918,000    6,228,000   16.10%

Temporary and Disability Assistance Programs
  General Fund                   4,569,000     4,191,000     (378,000)  -8.27%
  Special Rev.-Fed.              6,000,000     6,000,000            0    0.00%
  Special Rev.-Other             2,500,000     3,500,000    1,000,000   40.00%
  Total for Program:            13,069,000    13,691,000      622,000    4.76%

System Support and Information Services
  General Fund                  61,414,000   105,163,000   43,749,000   71.24%
  Special Rev.-Fed.             75,000,000    75,000,000            0    0.00%
  Special Rev.-Other             6,800,000     6,800,000            0    0.00%
  Total for Program:           143,214,000   186,963,000   43,749,000   30.55%

Legal Affairs
  General Fund                  12,811,000    12,147,000     (664,000)  -5.18%
  Total for Program:            12,811,000    12,147,000     (664,000)  -5.18%

Transitional Suports and Policy
  General Fund                   1,751,000     1,382,400     (368,600) -21.05%
  Special Rev.-Fed.              2,770,000     4,142,000    1,372,000   49.53%
  Special Rev.-Other             1,088,000     1,275,000      187,000   17.19%
  Total for Program:             5,609,000     6,799,400    1,190,400   21.22%

Child Support Enforcement
  Special Rev.-Fed.              3,100,000     3,100,000            0    0.00%
  Special Rev.-Other            25,930,000    26,908,000      978,000    3.77%
  Total for Program:            29,030,000    30,008,000      978,000    3.37%

Departmental Administrative Reimbursement
  General Fund                (67,357,000)  (70,557,000)   (3,200,000)   4.75%
  Special Rev.-Other            70,926,000    74,126,000    3,200,000    4.51%
  Total for Program:             3,569,000     3,569,000            0    0.00%

Disability Determinations
  Special Rev.-Fed.            163,300,000   150,000,000  (13,300,000)  -8.14%
  Special Rev.-Other            10,400,000     8,900,000   (1,500,000) -14.42%
  Total for Program:           173,700,000   158,900,000  (14,800,000)  -8.52%

AID TO LOCALITIES
  General Fund               1,420,700,000 1,053,403,000 (367,297,000) -25.85%
  Special Rev.-Fed.          2,478,200,000 2,629,500,000  151,300,000    6.11%
  Special Rev.-Other            86,400,000    49,750,000  (36,650,000) -42.42%
  Fiduciary                     10,000,000    10,000,000            0    0.00%
  Total for AID TO LOCALITIES:3,995,300,0003,742,653,000 (252,647,000)  -6.32%

Administration
  Special Rev.-Other            65,000,000    30,000,000  (35,000,000) -53.85%
  Total for Program:            65,000,000    30,000,000  (35,000,000) -53.85%

Temporary and Disability Assistance Programs
  General Fund                 909,653,000   540,309,000 (369,344,000) -40.60%
  Special Rev.-Fed.          2,121,700,000 2,230,000,000  108,300,000    5.10%
  Special Rev.-Other             1,000,000     1,000,000            0    0.00%
  Fiduciary                     10,000,000    10,000,000            0    0.00%
  Total for Program:         3,042,353,000 2,781,309,000 (261,044,000)  -8.58%

Temporary and Disability Assistance Administration
  General Fund                 194,598,000   186,823,000   (7,775,000)  -4.00%
  Total for Program:           194,598,000   186,823,000   (7,775,000)  -4.00%

Local Administration
  General Fund                 113,911,000   106,681,000   (7,230,000)  -6.35%
  Special Rev.-Fed.            219,000,000   246,000,000   27,000,000   12.33%
  Special Rev.-Other             6,000,000     7,500,000    1,500,000   25.00%
  Total for Program:           338,911,000   360,181,000   21,270,000    6.28%

Transitional Suports and Policy
  General Fund                 124,150,000   123,750,000     (400,000)  -0.32%
  Special Rev.-Fed.             53,500,000    53,500,000            0    0.00%
  Special Rev.-Other            10,000,000    10,000,000            0    0.00%
  Total for Program:           187,650,000   187,250,000     (400,000)  -0.21%

Child Support Enforcement
  General Fund                  27,010,000    27,700,000      690,000    2.55%
  Special Rev.-Fed.             84,000,000   100,000,000   16,000,000   19.05%
  Special Rev.-Other               300,000       150,000     (150,000) -50.00%
  Total for Program:           111,310,000   127,850,000   16,540,000   14.86%

Employment Services Administration
  General Fund                  47,278,000    67,040,000   19,762,000   41.80%
  Total for Program:            47,278,000    67,040,000   19,762,000   41.80%

Food Assistance Program
  General Fund                   4,100,000     1,100,000   (3,000,000) -73.17%
  Special Rev.-Other             4,100,000     1,100,000   (3,000,000) -73.17%
  Total for Program:             8,200,000     2,200,000   (6,000,000) -73.17%

CAPITAL PROJECTS
  Housing Program Fund          30,000,000    30,000,000            0    0.00%
  Total for CAPITAL PROJECTS:   30,000,000    30,000,000            0    0.00%

Supported Housing
  Housing Program Fund          30,000,000    30,000,000            0    0.00%
  Total for Program:            30,000,000    30,000,000            0    0.00%

CONTINGENCY
  General Fund                   2,000,000     2,000,000            0    0.00%
  Total for CONTINGENCY:         2,000,000     2,000,000            0    0.00%

Transitional Suports and Policy
  General Fund                   2,000,000     2,000,000            0    0.00%
  Total for Program:             2,000,000     2,000,000            0    0.00%

                                                                    
                                                                    
      

                         ALL FUNDS PERSONNEL
                        BUDGETED FILL LEVELS
                                                                    
                                                                    
      
                                   Current     Requested
Program                            2001-02       2002-03   Change
                                                                    
                                                                    
      
Executive Direction                     19            18      (1)
Administration                         335           333      (2)
Temporary and Disability   
  Assistance Programs                  215           213      (2)
System Support and Information   
  Services                             188           186      (2)
Legal Affairs                          160           158      (2)
Transitional Suports and Policy         62            61      (1)
Child Support Enforcement               61            70        9
Disability Determinations            1,471         1,471        0

Total General Fund :                   534           524     (10)
Total All Other Funds :              1,977         1,986        9

TOTAL:                               2,511         2,510      (1)
                                                                    
                                                                    
       

                          BUDGET HIGHLIGHTS
                   (Executive Budget: pp. 212-402)

The Office of Temporary and Disability Assistance (OTDA) was created
pursuant to Chapter 436 of the Laws of 1997. OTDA, along with the
Office of Children and Family Services (OCFS), are the successor
agencies to the Department of Social Services (DSS). OTDA is
responsible for the administration of public assistance programs
including: Family Assistance, Safety Net Assistance, and Supplemental
Security Income (SSI); the Federal Food Stamp Program; the State Food
Assistance Program; the Home Energy Assistance Program (HEAP); child
support services; refugee assistance programs; and homeless shelter
and services programs. Through its Division of Disability
Determinations, OTDA evaluates the medical eligibility claimants for
Federal SSI and Social Security Disability Insurance benefits. OTDA
works closely with OCFS and the Department of Labor, which administers
employment training programs to enable participants to transition from
public assistance to unsubsidized employment.

The Executive requests All Funds appropriations totaling
$4,233,408,400 in State Fiscal Year (SFY) 2002-03. This represents a
decrease of $215,385,600 or 4.8 percent from the SFY 2001-02 level to
support both State Operations and Aid to Localities.

This agency is included in the Education, Labor and Family Assistance
appropriation bill. 

State Operations

The Executive recommends an All Funds State Operations appropriation
totaling $458,755,400, which represents an increase of $37,261,400 or
8.8 percent above SFY 2001-02.

The Executive proposes a $186,963,000 appropriation for system support
and information services to support the cost of the Welfare Management
System (WMS) and the development of the Welfare-to-Work Caseload
Management System.
This appropriation represents an increase of $43,749,000 over SFY
2001-02.

Aid to Localities

The Executive proposes an All Funds Aid to Localities appropriation
totaling $3,742,653,000 in SFY 2002-03
which reflects a decrease of $252,647,000 or 6.3 percent from than the
previous year.  This decrease is primarily associated with a decrease
in the General Fund appropriation for Temporary and Disability
Assistance Programs which has declined by $369,344,000 from SFY 2001-
02.

This dramatic decrease in the Aid to Localities appropriation is due
to the utilization of savings associate with the TANF Block Grant for
prior Federal Fiscal Years (FFY), Maintenance of Effort (MOE)
Reconciliation, Audit, Earned Income Tax Credits (EITC), Child and
Dependent Care Credit (CDCC), and recipient over-payment recoveries
to offset traditional General Fund expenditures in the Governor's
proposal.

Capital Projects

The Executive proposes a Capital Projects appropriation totaling
$30,000,000 for the Homeless Housing and Assistance Program (HHAP)
which is the same as the appropriation for State Fiscal Year 2001-02.

Federal TANF Block Grant

State Fiscal Year 2002-03 will be the sixth year in which New York has
received its federal public assistance funding through the temporary
Assistance to Needy Families (TANF) Block Grant.  Federal
Authorization of the TANF Block Grant expires on September 30, 2002,
but Congressional reauthorization is expected.  The Executive's
proposed SFY 2002-03 budget is predicated on Congressional
reauthorization of the TANF Block Grant at the current funding level,
with no change in the allocations to the states.  For New York, that
allocation would continue to be $2,443,000,000.

Due to the fact that New York's caseload and resultant expenditures
were higher in 1995, which is the base year used by the Federal
Government to calculate the State's TANF allocation, than are
projected for the upcoming fiscal year, the State will receive Federal
TANF funding above that which is needed to support the Federal share
of the Family Assistance program.  This Federal funding overage is
referred to as the "TANF surplus".  In SFY 2002-03 the Executive has
estimates that the TANF surplus will be $1.5 billion.

In the last five years, a portion of each year's TANF surplus funds
have been reserved. To date, the TANF reserves total approximately
$780 million. In addition, approximately $100 million of TANF funds
remains unallocated for spending or reserve purposes in the current
year. The Executive proposes utilizing nearly  $1.7 billion in TANF
reserves and surplus to offset General Fund expenditures in SFY 2002-
03. This action would deplete the TANF reserves, thereby leaving no
TANF funds for unanticipated increases in caseload or initiatives
aimed at promoting self-sufficiency. Block Grant Reauthorization
looms.   

In New York State, the Family Assistance caseload has declined since
1995. In December 2001, approximately 30,000 recipients reached the
60-month TANF time limit prescribed in the Federal Personal
Responsibility and Work Opportunity Reconciliation Act. Caseloads were
at an all time low prior to the September 11th World Trade Center
disaster, and additional caseload decline had been anticipated in
2002-03. However, because of the difficulties resulting from the
September 11 attacks and the subsequent declining national economy,
the Executive is now projecting a 1.9 percent increase in the total
public assistance caseload during SFY 2002-03.

The Executive proposes to allocate the TANF surplus in the following
manner in SFY 2002-03:

Earned Income and Child and Dependent Care Tax Credits   $685,000,000
Child Welfare Investments                      $546,600,000
Tuition Assistance Program                          $345,000,000
Child Care Investments                         $304,000,000
Employment and Transitional Service Programs        $125,000,000
Pre-K Programs                            $ 50,000,000
Advantage Schools                         $ 25,000,000
Summer Youth Employment Program                $ 15,000,000
Home Visiting                             $ 14,800,000
Food Pantries                             $ 12,000,000
Extended Day Program                      $ 11,300,000
Pregnancy Prevention                      $ 10,000,000
APPS                                 $  7,700,000
YEETP                                $  4,300,000
Alternative to Incarceration                        $  4,000,000
School Based Health Centers                    $  3,500,000 
Title XX WIC                              $  3,000,000
Displaced Homemakers                      $  2,800,000
Blueprint                                 $  2,500,000
WIC                                  $  2,000,000
Green Teams                               $    860,000
Welfare Evaluation                        $    500,000

The Executive proposal does not continue TANF funding for employment
and transitional services such wage subsidy, preventive services,
technology training, English as a Second Language programs, adult
literacy, domestic violence screening, or the Youth Enterprise
Program.

The Executive proposes an appropriation increase of $10,000,000 for
SFY 2001-02 in General Fund Local Assistance in the Transitional
Supports and Policy Program relating to the funding of adult shelters.

The Executive proposes an appropriation increase of $1,880,000 for SFY
2001-02 to establish a Special Revenue Other/State Operations
appropriation in the Transitional Support and Policy Program through
a new Homeless Housing Assistance Program (HHAP) revenue account. The
Executive contends that this appropriation is necessary to cover
services and expenses related to the administration of HHAP.

The Executive also proposes changes in the budget bill that would:

--     Provide New York City with the authority to utilize certain
       appropriated and reappropriated Federal TANF funds for persons
       whose incomes exceed the TANF-funded services eligibility limit
       200 percent of the Federal poverty level to address needs
       resulting from the World Trade Center attacks without the
       required local match.

--     Increases from 50 percent to 80 percent of the reappropriated
       funding under the New York Works Block Grant that may be
       utilized to provide services to eligible persons whose income
       does not exceed 200 percent of the Federal poverty level.

--     Expand the income eligibility limits for certain wage subsidy
       programs and for case management services, which are continued
       through reappropriations, to include persons with income up to
       200 percent of the Federal poverty.

Article VII Proposals

The Executive proposes Article VII legislation that would amend the
statutorily prescribed adequacy requirements wit respect to public
assistance shelter allowances, thereby essentially rendering the
ongoing Jiggetts v. Grinker litigation moot. The Executive also
proposes the establishment of a supplemental rental assistance program
to provide rent supplements are in addition to the existing public
assistance shelter allowances for certain families that are homeless
or facing eviction.  Broad discretion would be given to the Office of
Temporary and Disability Assistance and local social services
districts in determining which families would be provided with rent
supplement payments.


New York State Assembly
[Welcome] [Reports]