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A07966 Summary:
| BILL NO | A07966 |
| SAME AS | SAME AS S05879 |
| SPONSOR | Weprin |
| COSPNSR | |
| MLTSPNSR | |
| Add Art 9 §§901 - 909, Fin Serv L | |
| Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; permits the superintendent to issue licensing procedures and to prescribe regulations necessary for the proper supervision of compliance officers and practitioners. | |