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S05879 Summary:
BILL NO | S05879 |
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SAME AS | SAME AS A07966 |
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SPONSOR | SKOUFIS |
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COSPNSR | |
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MLTSPNSR | |
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Add Art 9 §§901 - 909, Fin Serv L | |
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Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; permits the superintendent to issue licensing procedures and to prescribe regulations necessary for the proper supervision of compliance officers and practitioners. |